Friday, 9 October 2026
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Policy & regulation
National Trade News capital-markets note (2026-10-09): SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds The Securities and Exchange Commission today proposed amendments to the… Primary source: original at SEC (sec.gov).
SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds
The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates under certain conditions. The proposed amendments…