Court confirms when a transaction is void or unenforceable following an FCA rule breach - Dentons September 19, 2024 7:01 AM GMT
SEC Slaps More Wall Street Firms With $392Million in Whatsapp Fines: What's the Next Move? - The Fintech Times August 17, 2024 8:45 AM GMT
Ropes & Gray’s Investment Management Update June – July 2024 - Ropes & Gray LLP August 12, 2024 6:51 AM GMT
Rewarding Whistleblowers Will Only be Effective as Part of a Wider Package of Reforms - WilmerHale August 8, 2024 7:58 AM GMT
UK Financial Conduct Authority pushes through with landmark prosecution of 'finfluencers' - Osborne Clarke July 2, 2024 5:34 AM GMT
The Overseas Funds Regime: Where are we now and what should firms be doing? - Norton Rose Fulbright June 26, 2024 5:06 PM GMT
Santander battles FCA ‘section 166’ probe over AML failings - TheBanker.com June 25, 2024 9:40 AM GMT
UK financial regulator opens one climate investigation, lawyer-led FOI reveals - ClientEarth June 20, 2024 6:52 AM GMT
U.S. SEC Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information Amendments Adopted - Sidley Austin June 5, 2024 8:47 AM GMT
Love Island TV stars charged by FCA over unauthorised forex trading promotion - The Armchair Trader May 17, 2024 6:08 AM GMT
The UK’s cryptoassets financial promotions regime – everything you need to know... - Dentons April 25, 2024 8:45 AM GMT
Philippines SEC issues warnings against CFDs brokers eToro and XM - FX News Group April 11, 2024 5:24 AM GMT
Regulatory Roundup: The Many Faces of Wash Trading and How Unregulated Crypto Markets Reveal its Effectiveness in Market Manipulation - Nasdaq March 27, 2024 7:55 PM GMT
UK proposes new debanking law; environmental group sues SEC for weakening climate disclosure rules - TheBanker.com March 15, 2024 4:31 AM GMT
SEC, CFTC Combine for $9B+ in Penalties in 2023 - corporatecomplianceinsights.com January 25, 2024 10:18 AM GMT
FCA publishes details of the new UK equity listing regime - Osborne Clarke January 15, 2024 8:53 AM GMT
FCA Finalises UK Sustainable Investment Rules, With More To Follow After Further Consultation - Skadden, Arps, Slate, Meagher & Flom LLP January 8, 2024 6:50 AM GMT