SEC, CFTC Combine for $9B+ in Penalties in 2023 - corporatecomplianceinsights.com January 25, 2024 10:18 AM GMT
FCA publishes details of the new UK equity listing regime - Osborne Clarke January 15, 2024 8:53 AM GMT
FCA Finalises UK Sustainable Investment Rules, With More To Follow After Further Consultation - Skadden, Arps, Slate, Meagher & Flom LLP January 8, 2024 6:50 AM GMT
FCA cancels Apex Legal Limited’s permission to conduct regulated services - FX News Group January 5, 2024 9:31 AM GMT
PS18/23 – Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251 - Bank of England December 18, 2023 7:18 AM GMT
CP26/23 - Operational resilience: Critical third parties to the UK financial sector - Bank of England December 7, 2023 8:35 AM GMT
Navigating a skilled person review (also known as a section 166 review) - Norton Rose Fulbright November 28, 2023 5:03 PM GMT
UK: A short guide to the FCA Financial Promotion Gateway - www.hoganlovells.com November 15, 2023 10:46 AM GMT
Desiree Fixler: ‘SFDR has been a waste of taxpayer money’ - ETF Stream November 15, 2023 10:04 AM GMT
FCA issues Final Notice to London Capital & Finance - Mishcon de Reya LLP October 30, 2023 6:30 AM GMT
Regulating financial influencers in India: A global comparison - Bar and Bench September 30, 2023 7:29 AM GMT
SEC Fines Deutsche Bank Subsidiary DWS $19 Million Following Greenwashing Investigation - ESG Today September 26, 2023 6:24 AM GMT
‘Long-awaited’ reform of non-financial misconduct represents a ‘big shift’ for FCA - Investment Week September 25, 2023 8:43 AM GMT
UK Introduces Comprehensive Cryptocurrency Marketing Oversight Rules To Protect Investors, Bybit Suspends UK Services - Forbes September 22, 2023 9:55 AM GMT
Wahed Invest Fined $300k by SEC – What Does This Mean? - Islamic Finance Guru August 25, 2023 5:34 AM GMT
UK Upper Tribunal restricts the FCA's interpretation of consumer redress schemes - Osborne Clarke July 31, 2023 4:09 AM GMT